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This chapter examines the relationship between a politicized public sector and democratic backsliding. It is argued that politicization of public employment is an important, if understudied, component of the institutional landscape that makes democracy vulnerable. Bureaucratic politicization increases the likelihood that backsliding becomes endogenous by generating electoral advantages for incumbents and by raising the stakes of control over government. Politicization of the state administration allows incumbents to dole out patronage jobs; introduce political loyalty tests as a precondition for accessing basic government services; press public employees into campaign-related work; and utilize state funds for political purposes. Building on this volume’s aim of untangling the relationship between institutional subversion and backsliding, particular attention is given to the timing and sequencing of these processes. Evidence from Eastern Europe and a global sample shed light on how governments in countries that once seemed to be the front-runners of democratization concentrated political power by extending the economic reach of the state and subverting public sector independence. This study contributes to research on the illiberal political economy that supports backsliding regimes and their capture of key levers of political power.
Nearly fifty years have passed since the federal government adopted its policy of tribal self-determination, and tribes remain subject to extensive federal regulations. For example, the United States still holds land in trust for tribes. The federal government holds title to trust land, so tribes and Indians cannot engage in activities on trust land without prior federal approval. Obtaining the requisite federal approval can take more than a year. Apart from the bureaucracy, trust land is inalienable, making it difficult to use for collateral. Indian trader laws are another uniquely Indian country regulation. The laws were originally enacted in 1790 on the theory Indians were too incompetent to trade with whites. To this day, the laws forbid “white persons” from trading with an Indian without first obtaining federal permission. The federal regulations extend to virtually all economic activity in Indian country, from natural resource development to Indian gaming.
In the post-World War II era, international lawyers have occupied the front seat in the study of international organisations (IOs). During the past decade, this disciplinary hierarchy has grown to feel increasingly unsatisfying. This chapter offers an anthropological take on the study of IOs building both on the past decade of anthropological work and my ethnography at the UN Human Rights Committee. IOs are frequently accused of ineffectiveness embedded in endless paper-pushing techniques. In this chapter, I engage with these criticisms and ask: can we find another perspective from which to assess effectiveness? What happens if we stop investing our analytical attention in what we think IO operations and their desired ‘impacts’ should be and instead engage in non-normative inquiries into what IOs actually do? I explore what can we learn about IOs’ visions for world improvement by focusing on the legal technicalities and material forms that define their operations. I propose that, instead of a hindrance or distraction, these forms embody ‘standards for a better world’ that are an essential component of IOs’ civilising mission.
This chapter examines the relationship between the administrative state and constitutional values and structures with reference to German and American legal and political theory. It recovers from these intertwined traditions three analytical approaches to the administrative state. The first analytical approach understands the administrative state to implement the constitution. The second understands the administrative state to generate new constitutional structures and values. The third understands the administrative state to displace the constitution with patterns and practices of rule that lie outside of the existing governance framework. These frameworks foreground normative analysis of how the administrative state ought to relate to general democratic principles and the specific constitutional rules that institutionalize them. I argue for a differentiated and developmental understanding of the relationship between democracy, constitution, and administration. The concrete administration of democratic values should allow constitutional rules to shift in light of social and historical context. The administrative state should not be strictly limited by, but rather should facilitate critical interrogation of, the constitution’s current instantiation of democratic values. The administrative state can and should hold the constitution open for the introduction and proliferation of new institutional configurations and forms of public life.
While the federal government has adopted a policy of tribal self-determination, paternalism remains. The Moapa Band of Paiute Indians’ attempt to open a brothel is a prime example. Prostitution is legal in the surrounding state of Nevada; nevertheless, the Secretary of the Interior prohibited the tribe from doing so despite acknowledging it “is a profitable economic enterprise for non-Indians.” Though the federal government was supposed to ensure the Navajo Nation received a fair return on its natural resources, the United States Secretary of the Interior assisted in a private company in swindling the Navajo Nation. Similarly, the United States mismanaged Indian assets for more than a century. When Eloise Cobell sued the United States, the United States removed a federal judge who was ruling in favor of the Indian plaintiffs. The case was settled soon after. Additionally, the National Labor Relations Board imposes regulations on tribes that it does not impose on other governments. The United States also prohibits tribes from accessing the bonds other governments use to fund infrastructure projects.
Territorial jurisdiction will require tribes to further develop their legal systems. People often assume tribal law is exotic, based upon ancient customs. While tribal law often includes customs, many legal systems do. Moreover, tribal law is often indistinguishable from state law. This is not assimilation; rather, this is to be expected. Many laws are universal because people generally want the same basic things. For example, theft and murder are prohibited everywhere. Likewise, tribes banned these offenses long before Europeans arrived on the continent. Though tribal law can deviate from standard Anglo-American law, different does not necessarily mean bad. Additionally, tribal courts usually resemble state and federal courts. Despite negative stereotypes, studies show tribal courts treat non-Indians fairly. Nevertheless, lack of funding – largely due to state taxation – inhibits tribes’ ability to develop bureaucracy. Lack of funding also prevents some tribes from publishing their laws. A possible solution to tribal institutional capacity is the creation of intertribal business courts. The intertribal nature of the tribunal will provide more resources to increase administrative capacity and help eliminate perceptions of bias.
Around Nicomachus, the alleged son of a public slave, who became the collector and transcriber of the city’s laws, a group of men in the service of Athenian institutions takes shape. Radically distinct from that of the magistrates, their activity was well and truly outside the political field, as described in Plato’s Statesman. It brought together slaves and free men, whether they played the role of assistant to the archons or of undersecretaries to certain magistrates. Reading the prytany inscriptions suggests that, within it, the distinction between free men and slaves prevented the formation of a collective identity based on a specific skill and professional dignity. The chorus of bureaucrats that surrounds Nicomachus, in short, is only a mirage. Trapped by the city’s self-representation, such a reading would, however, be erroneous. It undoubtedly underestimates the existence of an administrative culture of which these men, whether they were free or slaves, could be the guardians, and about which our sources are admittedly tenuous. Above all, it ignores the opportunities public slaves were given to accede, if not during their lifetime, then possibly via the intermediary of descent, to the society of free men. Nicomachus, after all, was perhaps the son of a dēmosios, and, if this was the case, it allows us to suggest, on the one hand, that service to the city could lead some of these slaves to see their descendants acquire citizenship and, on the other hand, that citizenship could be acquired through the transmission of professional skills from father to son, which were put to service for the common good. Therefore, it is perhaps through the transmission, over several generations, of a skill used in the service of Athens that the chorus of the bureaucrats of the city came into being, which transcended the distinction between free men and slaves.
The authors in this collection start with the insight that not all instances of semiotic indeterminacy are produced in the same way, that they can be located differently in the process of semiosis, and this fact shapes how and when semiotic indeterminacy is deployed by formulators and interpreters. The authors explore patterned uses of semiotic indeterminacy in Brazil, Bulgaria, Iran, and the United States to examine the role indeterminacy plays in institutional attempts at control and persuasion.
This chapter explores the disconcertedness of tax inspectors when performing their job of inspecting businesses’ tax compliance. It shows how a group of tax inspectors experience their focus in work being distorted due to the implementation of a new strategic direction set by the tax authority. To analyse this situation, I draw parallels with Graeber’s work on bureaucracy and dead zones to argue that tax inspectors are engaged in jobs that they cannot make sense of, which lowers their job satisfaction and creates opaque success criteria. Methodologically, the chapter is based on in-depth, qualitative interviews with tax inspectors from the Danish Tax Authority, who all express concerns about their new work. Building on this analysis, the chapter also includes a reflexive part where I present material that shows my own previous interpretation of this state-of-affairs and demonstrates how I was exposed to some of the same challenges as the tax inspectors. The chapter explores a core area for the anthropology of tax, that is, that of the changing strategies in tax administration and the effects that this has on the tax inspectors’ work.
In this chapter the “Pashtun Borderland” – a key concept throughout the book – is framed as a distinct physical and geopolitical space. This space, it is argued, is shaped by the complex interplay of imperial aspiration by larger polities claiming their authority over this space and ethnic self-ascriptions arising as a consequence. The heavy ideological baggage both practices pivot on is somewhat disenchanted by significant lines of conflict which traverse the region and its communities: between lowland and upland communities, between local elites and subalterns and between urban and rural communities. It is claimed that the persona of the discontent, or troublemaker, is a systemic result of these complex constellations, heavily fuelled by the agendas of successive imperial actors and the making and un-making of temporary pragmatic alliances typical for this kind of environment, ideal-typically cast here as “Borderland pragmatics”.
This chapter contributes a decolonising analysis of tax primarily in the Canadian settler colonial context. I examine the legal constitution of the First Nations Financial Transparency Act in relation to its attempts to reform First Nations’ governance. I demonstrate how the federal government looked to organise a ‘taxpayer’ ethos amongst First Nations citizens through publicising First Nations band salary details and audits. This taxpayer ethos was meant to simultaneously encourage citizens to critique their governments rather than the Canadian federal government, but also to promote private property on reserves. I make a theoretical argument for the necessity of thinking through tax with a decolonising lens that both specifically respects the sovereignty of Indigenous nations and offers a critique of how tax operates to erode that very sovereignty.
This chapter investigates tax payments and self-making amongst Romanian migrants in London. Vicol demonstrates how taxation is a mode of anchoring oneself in a moral order premised on self-sufficiency. Although the UK’s mainstream media cast Romanian migrants through tropes of welfare dependency, Romanian self-narrations as hard working, taxpaying subjects enabled interlocutors to constitute themselves as good migrants. However, becoming a taxpayer in practice was also an exercise in a particular type of bureaucratic literacy. A host of digital barriers, language deficiencies, and unhelpful bureaucrats drove many to seek out private consultants who made a business of helping their co-nationals decode their obligations to HM Revenue and Customs. Thus, this chapter also explores taxpaying as a technical exercise of making oneself legible through the language of the fiscal authority. Taxation becomes part of the making of the migrant subject. It is about the paradoxical ways in which a digitising state premised on self-reliance prompts affirmations of independence at the level of discourse, while simultaneously generating new networks of dependency in practice.
As its name indicates, algorithmic regulation relies on the automation of regulatory processes through algorithms. Examining the impact of algorithmic regulation on the rule of law hence first requires an understanding of how algorithms work. In this chapter, I therefore start by focusing on the technical aspects of algorithmic systems (Section 2.1), and complement this discussion with an overview of their societal impact, emphasising their societal embeddedness and the consequences thereof (Section 2.2). Next, I examine how and why public authorities rely on algorithmic systems to inform and take administrative acts, with special attention to the historical adoption of such systems, and their impact on the role of discretion (Section 2.3). Finally, I draw some conclusions for subsequent chapters (Section 2.4).
This chapter is about how police officers engage with sex workers when they are not enforcing anti-prostitution laws against them. By focusing their enforcement efforts on low-tier sex workers, the police help create a space for the middle tier of China’s sex industry – entertainment venues and their hostesses—to thrive. I find that law enforcement officers engage actively and in myriad ways with the sex industry when they are not focused on arresting sex workers. Some of their actions are purely extractive interactions. Yet other police behavior, while still self-serving, also benefits sex workers. Making sense of police actions in this context requires shifting our framework from exclusively viewing police as powerful figures in relation to sex workers to also viewing them as street-level bureaucrats who are accountable to the local government and the vast police bureaucracy of which they are at the forefront. This approach provides a different perspective on police officers, underscoring their weakness within China’s bureaucratic system rather than their strength in relation to the sex workers. Their vulnerability vis-à-vis the state even affects how they engage with sex workers and underscores conditions under which the job security of frontline police officers in fact depends on a cooperative local sex industry.
Why do states start conflicts they ultimately lose? Why do leaders possess inaccurate expectations of their prospects for victory? Bureaucracies at War examines how national security institutions shape the quality of bureaucratic information upon which leaders base their choice for conflict – which institutional designs provide the best counsel, why those institutions perform better, and why many leaders fail to adopt them. Jost argues that the same institutions that provide the best information also empower the bureaucracy to punish the leader. Thus, miscalculation on the road to war is often the tragic consequence of how leaders resolve the trade-off between good information and political security. Employing an original cross-national data set and detailed explorations of the origins and consequences of institutions inside China, India, Pakistan, and the United States, this book explores why bureaucracy helps to avoid disaster, how bureaucratic competition produces better information, and why institutional design is fundamentally political.
The chapters assembled in this part turn to the key question of how the exercise of power was subject to a broad array of performative practices, in places as diverse as the administration of the state, public spectacles, agricultural production, and literature. Taco Terpstra kicks off with the performative dimension of statecraft. Due to their substantiated degree of structured hierarchies, standardized procedures, and the ability to employ officials with specific assignments, the imperial administrations of Rome and Han China capture, in exemplary fashion, the design of premodern statehood. Yet both governments looked rather different. While the Chinese relied on a large apparatus of officials who were appointed and paid by the state, Rome governed via a notoriously narrow pool of magistrates whose bureaucratic powers quintessentially built on the support of countless unsalaried local elites. Terpstra’s discussion of these differences departs from an analysis of how administrative rank and agency were expressed through clothing and other symbols of power. Prima facie minor aspects of the grand scheme of empire, the study of Sima Biao’s (third century CE) Treatise on Carriages and Robes, and On the Magistracies of the Roman State by John the Lydian (sixth century CE) offer exciting insight into the ways in which state power was conceived of and articulated throughout the empire. The chapter then segues into the question of state formation and the emergence of bureaucratic structures. Terpstra discloses how, in China, the thrust toward performance-based appointments and promotions preconditioned the rise of a professional bureaucratic corps, whereas the Romans, he argues, actively discouraged such a development. Both dispositions had eminent consequences for the longue durée of state power.
This chapter examines bureaucratic politics surrounding Angang in the early People’s Republic of China (PRC). Major state-owned enterprises (SOEs) such as Angang were subject to both vertical control from the PRC government in Beijing and horizontal control from local Chinese Communist Party organizations. The tension between these two lines of control manifested in debates over the “one-chief system” – a Soviet-style top-down management structure. This tension was also evident in Angang’s construction, production, and sales. Despite the ostensibly centralized system, the PRC planned economy operated at the grassroots level as a field of constant negotiation among various government offices and SOEs, each interpreting the state policies in their own way.
Peru is a multiethnic society whose postcolonial language regime was marked by the dominance of Spanish as the exclusive language of state bureaucracy up until recently. There are now forty-eight different Indigenous languages recognized by the state. The process of language regime transformation in Peru started with state traditions of monolingualism by defect, followed by incremental change in state recognition of Indigenous languages and the subsequent development of Indigenous language rights as manifested in constitutional and legislative norms. The adoption of a multilingual language regime based on linguistic rights for minorities was not the product of the Indigenous movement´s actions, nor those of ethnic parties. Institutional reforms that were not designed, and were not expected, to advance linguistic rights, allowed some actors the framework to accelerate incremental change.
This chapter explores two different systems of research oversight in recent Brazilian history: the bureaucracies of the twentieth and twenty-first-century Brazilian state, and approaches developed by A’uwẽ (Xavante) aldeias over the same period in Pimentel Barbosa Indigenous Land. Focusing primarily on genetics-based research, Dent develops the concept of bureaucratic vulnerability. She argues that the way some geneticists have interpreted state regulatory systems regarding biosamples creates additional risks for Indigenous people under study. At the same time, Indigenous groups are placed in a bureaucratic double bind, where non-Indigenous experts are called on to justify and validate their claims in the eyes of the state. The protectionist state regulation contrasts with relationship-based practices that A’uwẽ interlocutors have developed over repeated interaction and years of collaboration with a group of anthropologists and public health researchers. Specifically, A’uwẽ have responded to the dual and interrelated challenges of recognition under a colonial state and the management of outside researchers through the careful modulation of researchers’ affective experience of fieldwork, working to create enduring relationships and mutual obligation.
The earliest works of political theory precede Athenian democracy—the traditional starting point of Anglophone histories of political thought—by over two millennia. More time passed between the first written accounts of government in Mesopotamia and the birth of Plato than has passed between Plato’s life and ours. And yet this “other half” of the history of political thought has barely registered in the academic field of political theory. This article seeks to “reset” the starting point of the field back to its earliest origins in ancient Sumer. Beginning then and there opens a new vista on the history of political thought by restoring questions of public administration to the foreground of the field. For while the ancient Athenians enslaved their bureaucrats and wrote almost nothing about them, the analogous actors were free and highly valued in ancient Mesopotamian political culture. It was these scribal administrators who invented the world’s first literature and written political thought. In their writings, they valorized their own administrative labor and the public goods that it alone could produce as objects of wonder and enchantment. From this vantage point, the article calls for a new research agenda that will expand political theory’s recent “rediscovery” of bureaucracy by recovering public administration as a major thematic throughline in the five-thousand-year global history of human political ideas. Understanding public administration as an integral part of large-scale human societies from the very beginning may help to counter oligarchic claims in contemporary democracies that bureaucracy is a recent alien imposition.